Accountant

This is a Full Time Job, Onsite 5 days a week. Must be a citizen or Green Card Holder. This is an Associate Level Position.

Prepare and/or review components of the daily Customer Reserve and PAB Reserve computations.

• Prepare and/or review elements of the firm's daily and monthly Net Capital calculations.

• Assist in the preparation and review of the FOCUS Report and other regulatory filings.

• Prepare and/or review monthly, quarterly, and annual regulatory reports, including the Supplemental Inventory Schedule (SIS), Supplemental Liquidity Schedule (SLS), Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items (Form OBS), Supplemental Statement of Income (SSOI) and Form Custody filings.

• Maintain documentation supporting the firm's internal control framework related to compliance with regulatory capital and customer reserve requirements.

• Assist in ensuring regulatory reporting policies, procedures, and documentation remain current and compliant with applicable requirements.

• Partner with internal and external auditors, regulators, and business stakeholders during audits and examinations.

• Support the evaluation of new business initiatives and transactions from a regulatory capital and customer reserve perspective.

• Participate in special projects and other ad hoc assignments as needed.

Qualifications Required:

• Bachelor's degree in Accounting, Finance, or a related field; CPA or progress toward a professional accounting designation is a plus.

• One to three years of accounting, financial reporting, regulatory reporting, audit, or related financial services experience.

• Experience within the securities industry or broker-dealer regulatory reporting environment is preferred, but not required.

• Strong understanding of accounting principles and financial statement analysis.

• Advanced Excel skills and proficiency with Microsoft Office applications; ability to learn and utilize firm-specific systems and reporting tools.

• Strong analytical, research, problem-solving, and organizational skills with attention to detail.

• Excellent written and verbal communication skills and the ability to work effectively across functions.

• Demonstrated ability to manage multiple priorities and meet recurring regulatory deadlines in a fast-paced environment.