AML Assistant Vice President

Who you are

• 5+ years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
• Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
• AML and KYC knowledge of regulatory requirements for private fund investors
• Experience with AML screening resolution vendor tools (i.e. LexisNexis, Worldcheck, ComplyAdvantage)
• Excellent verbal communication skills with the ability for personal interaction
• Thrives in a fast-paced environment with a continuous learning mindset
• Self-motivated with robust project management and process development skills
• ACAMS certification is preferred
• JD is a plus

What the job involves

• ICapital is looking to hire a Compliance Assistant Vice President to join its Regulatory and Compliance team to lead the review and approval process for investor AML and KYC with a strong private fund focus
• This role will be responsible for ensuring compliance with all AML and KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks
• Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring
• Perform third party reliance testing and monitoring
• Collaborate across various business lines on new initiatives, providing compliance guidance
• Conduct AML screening review and dispositions
• Assist in preparing for and responding to inquiries and audits