Assistant Manager - Compliance

Role Description A Position Overview Position Title Assistant Manager - Compliance

Department Compliance

Level/Band 301

Role Summary: Responsible for ensuring that company’s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements.

B Organizational Relationships Reports To AVP – Compliance

Supervises Compliance Review & Testing

C Job Dimensions Geographic Area Covered Pan India

Stakeholders Internal All functions as applicable as per the reviews assigned

D Key Result Areas Regulatory Compliance & Review / Testing Assist In/Work On:

• Standalone reviews of various areas across the critical functions of the organization as per Annual Compliance Review plan
• Regulatory Compliances: Verification of compliances in place for the new regulations implemented
• Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof
• Investment Compliance verification
• Any other time bound assignments related to regulatory compliance monitoring.

E Skills Required Technical

• Good Knowledge of MS Office

Behavioral Essential Desired Interpersonal Skills Communication skills Creative Thinking Skills Supervising/Leadership skills Teamwork Skills Influencing skills Relationship Building Skills Decision making skills F Incumbent Characteristics Essential Desired Qualification CA/ CA Finals

CS, MBA, LLB Experience 3+ years

Experience in Internal audit, Compliance reviews and testing

Should be from Life Insurance

Knowledge and experience in Information security audits , Data analysis , Using ACL /other audit tools etc.