D
Dah Sing Financial Group
Assistant Manager, Quality and Operation Control
Skills
ComplianceRegulatory Compliance
2 months ago
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Important information
Contract type:
Permanent
Location:
Hong Kong
Work mode:
Onsite
Published on:
14 August 2026
What they need
Job Purpose:
- To ensure all Direct Channels Department operation processes are fully complied with the regulations and standard set by the Bank and regulator.
- Acts as an account manager and provides support to operation risk/compliance reporting and monitoring of respective Direct Channels Department section.
Main Responsibilities:
- Help to prepare operation risk/compliance related report, ensure timely completion of quality control and risk assessment
- Regular call quality & call monitoring support to ensure the team meeting the quality standard and comply with regulatory compliance
- Handle customer complaints, complaints investigation, analyst complaint case and provide proper feedback to frontline staff
- Provide regular training / coaching to frontline staff on the control perspective
- Compile and review operation flows from time to time
- Comply with internal guideline, legal and regulatory requirements when delivering job duties
- Handle Ad-hoc task assigned by supervising managers
Incumbent Requirements:
- Post-secondary education with at least 5 years’ relevant experience, preferably in banking, telemarketing or customer services related area
- Familiar with banking products & operation flow
- Capable of working independently with good analytical & logical mind
- Good people management, staff coaching & training skill
- Capable of interacting with business partners, both internal and external
- Detail minded and good team player
- Excellent reading and writing communication in English
- Excellent presentation/ command skill in both English and Chinese
Please note that only shortlisted candidates will be notified.
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