Associate Investment Analyst/Advisor

What You'll Do

Investment & Portfolio Analysis

• Research mutual funds, ETFs, individual equities, and other investment vehicles
• Analyze portfolio performance, asset allocation, risk, and diversification
• Support portfolio construction, monitoring, and rebalancing
• Assist with accurate trade execution across client accounts

Financial Planning

• Build, update, and review comprehensive financial plans
• Use financial planning software to evaluate client goals and scenarios
• Support senior advisors in developing investment and planning recommendations

Client Advisory

• Participate in client meetings alongside senior advisors
• Prepare portfolio reviews, presentations, and meeting materials
• Communicate investment and planning information clearly to clients
• Manage follow-up communication and ongoing client needs

Operations & Compliance

• Maintain accurate client information and documentation in the CRM
• Support day-to-day advisory operations
• Follow applicable investment advisory and regulatory requirements

What We're Looking For

Required

• Active Series 65 license, OR Series 7 + Series 66
• 1-5 years of experience in investment analysis, wealth management, financial planning, or investment advisory
• Bachelor's degree in Finance, Economics, Accounting, or a related field
• Strong analytical and quantitative skills
• Advanced Microsoft Excel skills
• Excellent written and verbal communication skills
• Comfortable participating in client-facing meetings and presentations

Preferred

• Experience with eMoney, RightCapital, or similar financial planning platforms
• Experience with Wealthbox, Salesforce, or another wealth-management CRM
• Experience with portfolio management, investment research, or financial planning

Why Consider This Opportunity?

• Work directly alongside experienced wealth-management professionals
• Gain exposure across investment research, portfolio management, financial planning, and client advisory
• Work with sophisticated client portfolios and long-term wealth strategies
• Competitive base salary + performance-based bonus
• Medical, dental, and vision benefits
• 401(k) with company matching
• Tuition and exam support for CFA and/or CFP designations
• Clear career progression toward Lead Analyst, Portfolio Manager, or Financial Advisor

Who This Could Be a Great Fit For

This opportunity may be particularly relevant if you're currently a:

Investment Analyst | Portfolio Analyst | Investment Associate | Wealth Management Associate | Associate Financial Advisor | Financial Planning Associate | Wealth Advisor | Investment Advisor and you're looking for a role that combines investment analysis with meaningful client interaction and long-term career growth. 📩 Interested? Apply with your resume or message me directly at 469 384 2062 to learn more about the opportunity.