K
KGI
Associate, Trade Surveillance, Dealing
Skills
Compliance
1 month ago
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Important information
Contract type:
Permanent
Work mode:
Onsite
Published on:
28 September 2026
What they need
- University graduate in Finance, Computer Science, Information Technology or related disciplines
- With 1-3 years of experience in trade/market surveillance, preferably in compliance or surveillance roles
- Solid understanding of market surveillance systems is preferred
- Sound knowledge of the securities and derivatives markets and products, including equities, fixed income, rates and currencies. Experience with overseas listed futures & equity is a plus
- Good knowledge of HKEX rules and regulations as well as SFO, SFC codes and guidelines
- Holder of SFC Type 1 & 2 licenses
- Good communication skills and must be PC literate and sensitive to numbers
- Proficiency in written and spoken English, Chinese and Putonghua
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