Audit Associate

Key Responsibilities:

• Conduct fieldwork and on-site inspections at the offices of Dealing Participants
• Review internal policies, operational procedures, and transaction records to assess regulatory compliance
• Evaluate compliance with SRC, IRR, and company rules and regulations
• Identify and document compliance gaps or control deficiencies
• Collaborate with in-house auditors in preparing audit reports with findings and actionable recommendations
• Ensure timely completion of assigned audit tasks in accordance with the approved audit calendar
• Maintain confidentiality of all audit information and uphold professional independence.

Qualifications:

• Bachelor’s degree in Accounting, Internal Auditing, Finance, Management, or a related field
• At least three (3) years of experience in internal, external, operational, or compliance auditing
• Experience in a financial institution or auditing firm is a plus but not required;
• Familiarity with process improvement, compliance, and risk management is essential;
• Knowledge of securities laws, rules, and regulations is an advantage;
• Strong attention to detail, organization, and time management;
• Proactive and able to work independently to deliver quality results;
• Good communication skills (written and oral); and,
• Non-CPA are welcome to apply

You may submit your CV here, https://pds.hono.ai/react/career/