AVP, Trade Support (Middle Office)

Responsibilities

• Perform order validation against client mandates, KYC/AML limits, and product eligibility to ensure 100% compliance before execution.
• Provide real-time operational support to the trading desk; liaise with brokers and venues to confirm fills and resolve routing issues.
• Accurately book trades across internal and downstream systems. Reconcile daily blotters against broker confirmations and resolve any breaks.
• Coordinate custody transfers and account migrations with custodians and counterparties.
• Monitor and communicate material corporate action events and deadlines to relevant client teams.
• Serve as the primary operational contact for B2B clients regarding trade inquiries and ad-hoc requests.
• Support platform upgrades, User Acceptance Testing (UAT), and workflow automation projects.

Qualifications

• Bachelor degree in Finance or relevant disciplines

• 5+ years in Middle Office, Trade Operations, or Trade support.

• Deep familiarity with Equities, Fixed Income, Funds, ETFs, FX, and Derivatives, and Structured Products.

• Proven experience managing the Structured Note lifecycle (Term Sheet validation, ISIN application, and KI/KO event monitoring).

• Hands-on experience with Order Management Systems (OMS), custodial platforms, and broker interfaces.

• Strong understanding of KYC/AML, settlement cycles, and trade reporting obligations.

• Analytical, detail-oriented, and a self-starter who can navigate a fast-evolving market landscape.