B2B - Internal Audit , Compliance and Risk

• Conduct internal audits and compliance reviews across B2B business operations.
• Monitor adherence to internal policies, SOPs, regulatory and exchange guidelines.
• Review voice recordings/calls to identify compliance deviations, mis-selling, or inappropriate communication.
• Monitor and support PMLA, KYC & AML compliance requirements.
• Conduct transaction and business surveillance to identify unusual activities, deviations, and potential risks.
• Track audit observations, compliance gaps, and ensure timely closure.
• Prepare MIS, audit reports, surveillance reports, and compliance dashboards.
• Coordinate with Business, Operations, Risk, and Compliance teams on escalations and corrective actions.
• Support internal, external, exchange, and regulatory audits.

Key Skills

• Internal Audit & Compliance
• PMLA / KYC / AML
• Surveillance & Risk Monitoring
• Voice Recording Audit
• Regulatory Compliance
• MS Excel & MIS
• Analytical & Investigation Skills
• Stakeholder Management