CDD Operations Manager, Private Wealth Management

Main Responsibilities

• Perform client due diligence check, including AML/KYC, World-check, CRS and FATCA etc., to ensure full compliance with all relevant KYC and AML/CFT related policies and regulatory requirements
• Conduct enhanced due diligence for high-risk accounts/PEP and compile AML related escalations to Compliance
• Work closely with Legal and Compliance and Front Office to ensure smooth onboarding process
• responsible for account on-boarding and maintaining customer data ​
• Coordinate the handling of complaints
• Develop and execute operations standard and process for banking operations
• Participate and support business and market initiatives/projects, client service or operations enhancement and process automation etc.
• Prepare MIS reports and regulatory reports (e.g. DPS and CRS).

Requirements:

• A university degree or above in Business Administrative / Mathematics / Finance or other relevant disciplines
• At least 5 years solid experiences on KYC/CDD/account on-boarding in banking industry
• Understand regulatory requirements to ensure compliance with standards is a must
• Familiar with banking products and operation procedures is an advantage
• Strong interpersonal skill, self-driven with strong sense of responsibility and capability to work independently
• Proficient in written, spoken English and Chinese. Fluent in Mandarin speaking is necessary