CDD, Private Banking

This role will play a key role in ensuring compliance and managing client on-boarding processes in Hong Kong. This role requires a proactive approach to maintaining regulatory standards and delivering efficient client approval operations.

Client Details

Leading banking group.

Description

• Overseeing the client on-boarding and approval process to ensure alignment with regulatory requirements.
• Conducting thorough reviews of client documentation and ensuring compliance with internal policies.
• Collaborating with internal teams to address and resolve any compliance-related issues.
• Providing guidance and support on regulatory requirements to internal stakeholders.
• Monitoring and updating procedures to reflect changes in regulatory frameworks.
• Maintaining accurate records and ensuring timely reporting to relevant authorities.
• Identifying and mitigating risks associated with client on-boarding processes.
• Contributing to process improvement initiatives to enhance operational efficiency.

Profile

• Strong knowledge of regulatory requirements in the financial services industry.
• Proven expertise in client on-boarding and compliance processes.
• Experience collaborating with cross-functional teams effectively.
• Exceptional attention to detail and problem-solving skills.
• Proficiency in relevant compliance and risk management tools.

Job Offer

Competitive package.

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact June Kwong on +85234124830.