Central Compliance Officer

Currently recruiting on behalf of a Global Financial Services firm, who are in the process of building out their Central Compliance team, and are looking to make 3 hires across multiple levels. You should have previous experience of working in Central Compliance or Compliance ops with a banking, fintech or trading firm. As part of the team, you will be responsible for PA Dealing, Conflicts, Frameworks and Policies & Procedures, amongst a range of other tasks. As such, you should have broad experience, and be able to work in a fast paced environment.

Key Experience

• Previous experience working in a Central Compliance or Compliance Operations team within a Bank, Fintech or Trading firm
• Knowledge of the rules governing PA Dealing, Conflicts and Communications
• Experience of contributing to the development of policy and procedure
• Previous experience of staff training
• Ability to work at pace and on a range of topics