Chief Compliance Officer

Duties And Responsibilities

• Be abreast and knowledgeable with regulations on non-bank financial institutions (from

the MORNBFI), anti-money laundering (from the AMLC) and data privacy (from the NPC).

• Help craft and propose compliance policies and procedures based on above regulations.
• Develop and implement a compliance program to ensure the company operates in

accordance with BSP, SEC, AMLC and NPC regulations.

• Be the primary point person in dealing with the examination and findinsof the above-

mentioned regulatory agencies.

• Design compliance metrics and establish a system for tracking them.
• Sign off on any marketing, advertising collateral and product development to ensure it is

compliant to regulations.

• Perform compliance audits to determine whether established protocols and procedures

are being followed and where they can be improved.

• Help maintain up to date written documentation and policies related to the

organization's business activities

• Create compliance resources for staff members to reference when they have question.
• Such other task as may, from time to time, be assigned by the Management.

Salary: 50K

Work location : Legaspi Village Makati City

Work Schedule : Monday–Friday, 9 a.m.–5 p.m.