Client On-boarding Associate

About BPI Financial

BPI Financial is a leading financial services firm specializing in brokerage, clearing and execution services across global exchange-traded and OTC markets. With strong expertise in derivatives, commodities and risk management solutions, we are committed to delivering high-quality market access and insightful support to our clients.

At BPI Financial, we offer a dynamic environment where driven individuals can build their careers, deepen their market knowledge and grow alongside the business.

About the Role

We are seeking a highly motivated and detail-oriented Client On-boarding Associate to join our Compliance team. Reporting directly to the Compliance Manager, you will play a pivotal role in executing seamless client on-boarding processes, conducting thorough Know Your Client (KYC) assessments, and supporting critical compliance functions to ensure full adherence to regulatory standards.

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Key Responsibilities:

Client On-boarding & KYC Management

• Execute comprehensive on-boarding and KYC assessments for new clients, ensuring strict compliance with MAS regulations and internal policies
• Conduct periodic reviews of existing client accounts to maintain ongoing regulatory compliance
• Monitor and update client information to reflect any material changes

Compliance Support

• Provide expert regulatory compliance guidance to business units and cross-functional teams
• Execute day-to-day compliance tasks, including transaction monitoring and suspicious activity reporting
• Stay current with evolving regulatory requirements and industry best practices

Audit & Documentation

• Coordinate and support internal and external audit processes
• Maintain accurate and complete compliance documentation
• Ensure all processes and records meet regulatory and audit standards

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Requirements

Qualifications

• 1-2 years of hands-on experience in client on-boarding within a regulated financial institution
• Bachelor's Degree or Diploma in Business, Finance, Compliance, or a related field
• Strong working knowledge of MAS AML/CFT Notice and Guidelines
• Proficiency in English and Mandarin (written and spoken) to liaise with Chinese-speaking clientele

Desired Skills

• Familiarity with global derivatives markets (advantageous)
• Excellent attention to detail and analytical capabilities
• Strong organizational and time-management skills
• Ability to work collaboratively in a fast-paced environment

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What We Offer

• Competitive compensation package
• Clear career progression and professional development opportunities
• Supportive team environment that values integrity and collaboration
• Exposure to diverse compliance challenges in a growing organization

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How to Apply

If you're passionate about compliance, possess a keen eye for detail, and are eager to contribute to a dynamic and fast-growing organization, we'd love to hear from you.

Please submit:

• Detailed resume/CV
• Current salary
• Expected salary range