Compliance Administrator

Position Summary:

Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.

Essential Functions:

• Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements. Prepares and submits filings using manual paperwork or filing websites. Uses periodic reports to ensure timely filing.
• Reconciles amounts payable to the regulatory agencies in higher volume states.
• Monitor and track tags received from the state SLA departments and sends weekly report to all applicable parties.
• Assists Team Lead with training new Compliance staff.
• Advises on home state determinations based NRRA guidelines.
• Adds and maintains records for both retail agencies and carriers.
• Responsible for keeping internal Surplus Lines references up to date.
• Assists with monitoring the Compliance Helpdesk.

Other Responsibilities:

• Other duties as assigned