Compliance and Risk Control RO 合規風控負責人員

About the role

A licensed RO in Hong Kong, responsible for overall compliance, risk control, and regulatory liaison, ensuring compliance for business operations involving both entities.

Key responsibilities

• Fully responsible for liaising with the Hong Kong Securities and Futures Commission (SFC), including daily regulatory reporting, information submission, on-site inspection cooperation, compliance reporting, and all other regulatory liaison work.

崗位定位：香港持牌RO，承擔業務整體合規、風控、監管對接主體責任，為雙主體聯動業務做合規把關。

核心崗位職責

1. 全權對接香港證監會，負責日常監管報備、資訊報送、現場檢查配合、合規彙報等所有監管對接工作。