Compliance Executive

About the role

We are seeking a dedicated Compliance Executive to us in Ulu Tiram, Johor. This is a full-time position that plays a crucial role in maintaining our organisation's adherence to regulatory requirements and internal compliance standards within the banking and financial services sector. As a Compliance Executive, you will be instrumental in ensuring that our operations meet all applicable legal, regulatory and corporate governance obligations, whilst supporting the company's commitment to ethical business practices and risk management.

Key responsibilities

• Monitor and assess organisational compliance with relevant laws, regulations, policies and procedures within the financial services industry
• Develop, implement and maintain compliance policies, procedures and frameworks to mitigate regulatory risks
• Conduct regular compliance audits and assessments across business units to identify gaps and areas for improvement
• Prepare and submit regulatory reports and documentation to relevant authorities as required
• Provide compliance guidance and training to staff members across the organisation
• Investigate compliance violations and breaches, documenting findings and recommending corrective actions
• Maintain comprehensive compliance documentation and records for regulatory and internal review purposes
• Liaise with external regulators, auditors and legal advisors on compliance matters
• Monitor industry developments and regulatory changes to ensure ongoing organisational compliance
• Support senior management with compliance risk assessments and mitigation strategies

What we're looking for

• A recognised qualification in compliance, risk management, finance or a related discipline, or equivalent professional experience
• Minimum 3-5 years' experience in a compliance or risk management role within the banking, financial services or related regulated industry
• Strong understanding of financial services regulations, anti-money laundering (AML) requirements and know-your-customer (KYC) procedures
• Knowledge of regulatory frameworks and compliance standards applicable to Malaysia's financial sector
• Excellent analytical and problem-solving skills with the ability to identify compliance risks and develop practical solutions
• Strong written and verbal communication skills with the ability to explain complex compliance matters clearly to diverse audiences
• Proficiency in using compliance management systems and software, along with strong Microsoft Office skills
• Attention to detail and a methodical approach to documentation and record-keeping
• Ability to work independently whilst collaborating effectively with colleagues across different departments
• Professional integrity and a commitment to ethical business practices
• Preferred experience in carbon markets, environmental compliance or sustainability-related financial services would be advantageous

What we offer

We are committed to providing a supportive and professional working environment. We offer competitive remuneration packages commensurate with experience, opportunities for professional development and career advancement within a growing organization. Our workplace promotes work-life balance, and we encourage our team members to maintain their wellbeing whilst contributing to our success. We provide a collaborative culture where your contributions are valued and recognized.

About us

We are an innovative company operating within the banking and financial services sector, with a focus on carbon-related financial solutions and services. We are committed to supporting our clients through compliance-driven operations and sustainable business practices. Our organization values integrity, professionalism and continuous improvement, positioning us as a trusted partner in Malaysia's evolving financial landscape. We are dedicated to building a team of talented professionals who share our commitment to regulatory excellence and ethical business conduct.

look forward to hearing from you.