Compliance Executive (ID: 704673)

Responsibilities:

• Assist with the implementation and monitoring of compliance with applicable regulations, policies, and obligations.
• Support compliance monitoring programmes, internal controls reviews, and regulatory reporting.
• Monitor compliance deadlines and proactively follow up on action items.
• Aid in maintaining compliance registers and staff declarations, including conflicts of interest and related compliance records.
• Participate in onboarding and ongoing due diligence reviews for stakeholders.
• Support AML/CFT reviews and maintenance of documentation related to compliance.
• Assist with policy updates, document reviews, and governance matters.
• Coordinate with service providers such as fund administrators and auditors when needed.
• Contribute to internal coordination across departments to ensure compliance matters are addressed promptly.
• Maintain high standards of professionalism and confidentiality, handling ad hoc compliance and operational projects as required.

Requirements:

• Bachelor’s Degree in Law, Finance, Accountancy, Business, Economics, Risk Management, or relevant fields.
• 1–2 years of relevant experience in compliance, risk, legal, audit, governance, or financial services preferred.
• Strong academic achievements and relevant internship experience will be considered advantageous.
• Basic understanding of asset management or fund management is beneficial.
• Demonstrate a positive attitude, strong sense of responsibility, and willingness to learn in a fast-paced environment.
• Excellent analytical, organisational, communication, and stakeholder management skills, with keen attention to detail.
• Ability to manage multiple tasks independently while maintaining professionalism and confidentiality.

Interested candidates who wish to apply for the advertised position, please click on “Apply”. We regret that only shortlisted candidates will be notified.

EA License No.: 01C4394 (PERSOL SINGAPORE PTE LTD)

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