COMPLIANCE EXECUTIVE – PMS

We are looking for a qualified Company Secretary (CS) fresher to join our Compliance team as a Compliance Executive – PMS.

You will work closely under the Compliance Officer and will receive hands-on exposure to SEBI regulations, regulatory filings, audits, internal controls and the day-to-day compliance framework of an investment management business.

KEY RESPONSIBILITIES

1. PMS & Regulatory Compliance

2. Compliance Monitoring & Documentation

3. Audit & Regulatory Support

4. Operations & Accounting Coordination

5. Company Secretarial & General Compliance Support