Compliance Manager 1 Post(s)

Responsibilities

• Client on boarding and servicing through digital platforms.
• Managing stock broking operations and client risk management.
• Handling depository services for clients.

Skills

• Excellent understanding of SEBI Regulations.
• Strong knowledge of Exchange Circulars.
• Strong understanding of NSDL/CDSL Operations.
• Excellent drafting and documentation skills.
• Sound analytical and problem-solving abilities.
• Strong knowledge of MS Excel.
• Familiarity with online account opening journeys, APIs and fintech platforms.

Personal Attributes

• High integrity and ethical standards.
• Strong ownership mindset.
• Attention to detail.
• Excellent time management.
• Ability to work under regulatory timelines.
• Positive and learning-oriented attitude.
• Proactive in identifying compliance risks.
• Calm and solution-oriented under pressure.
• Commitment to continuous learning in the evolving securities market.
• Careful and diligent even meticulous with a good dose of common sense.
• Efficient, effective and organized in both the physical and digital world.
• Modestly confident and also personable, good humored and trustworthy.
• Informal but 100% professional while respecting traditional courtesy and good manners.

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.