Compliance Manager

Position: Compliance Manager
About JSW ONE:
JSW One Platforms is a B2B e-commerce platform designed to build transparency, trust, and ease-of-business for MSMEs in India. The JSW One Platforms are home to JSW One MSME and JSW One Homes.

JSW One MSME, is a one-stop, multi-product digital marketplace, for MSMEs planning on taking their business to the next level. We are an integrated platform that seeks to provide end-to-end services for the construction and manufacturing needs of a varied clientele by leveraging JSW Ones catalogue, logistics, financing expertise.

JSW One Homes is an end to end home construction service for individual home builders offering a hassle free construction experience to its customers.
It is a technology led B2C e-commerce service which provides a platform for home builders to meet vetted turnkey contractors for home construction. The platform provides tech-enabled tool for its customers to track the progress of their home construction and manage the cost, quality and timeline of their home construction project.

With the growth of JSW One, our team is expanding and were always looking for fresh, dedicated individuals to join our team. At JSW One, we believe in creating an atmosphere of camaraderie and candor that facilitates efficient collaboration and a friendly, yet growth-oriented work-environment. Join us, and lets transform India, together!

Job Summary

We are looking for an experienced Compliance professional with 10+ years of experience in managing regulatory compliance, governance, risk management, and statutory obligations within an NBFC environment. The incumbent will be responsible for ensuring adherence to RBI regulations, Companies Act, AML/KYC requirements, corporate governance standards, and other applicable regulatory frameworks while acting as a key advisor to senior management on compliance matters.
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Roles & Responsibilities:

Regulatory Compliance & Governance

• Ensure compliance with all RBI guidelines, Master Directions, circulars, and regulations applicable to NBFCs.
• Monitor regulatory developments and assess the impact on business operations.
• Develop and implement compliance frameworks, policies, SOPs, and governance mechanisms.
• Act as the principal point of contact for regulatory compliance matters.

RBI & Regulatory Liaison

• Coordinate and manage communication with RBI and other regulatory authorities.
• Ensure timely submission of regulatory returns, filings, disclosures, and certifications.
• Support regulatory inspections, audits, and compliance reviews.
• Track regulatory observations and ensure timely closure of action points.

Compliance Monitoring & Risk Management

• Conduct periodic compliance testing and monitoring exercises.
• Identify regulatory risks and recommend mitigation plans.
• Maintain compliance risk registers and monitor critical compliance indicators.
• Drive a strong compliance culture across business functions.

AML, KYC & Financial Crime Compliance

• Ensure adherence to AML, KYC, PMLA, FATCA, and related regulatory requirements.
• Monitor customer onboarding and due diligence processes.
• Review and strengthen anti-money laundering controls and compliance programs.
• Ensure timely reporting of suspicious transactions and regulatory requirements.

Corporate Governance

• Support Board Committees and Senior Management on compliance and governance matters.
• Prepare compliance dashboards, risk reports, and board presentations.
• Ensure implementation of governance standards and ethical business practices.
• Facilitate policy reviews and regulatory updates for leadership teams.

Audit & Regulatory Reviews

• Coordinate with Internal Audit, Statutory Auditors, Compliance Auditors, and Inspectors.
• Ensure closure of audit observations within agreed timelines.
• Conduct compliance reviews and ensure process adherence across functions.
• Drive continuous improvement of compliance controls and monitoring systems.

Policy & Process Management

• Draft, review, and update compliance policies in line with regulatory requirements.
• Design and implement compliance training and awareness programs.
• Support digital transformation and automation of compliance processes.
• Ensure documentation and record-keeping standards are maintained.