Compliance Manager

About Us
Longbridge is a next-generation social-oriented wealth management platform dedicated to redefining the investing experience for the digital age. Headquartered in Singapore, we combine cutting-edge financial technology with a vibrant social ecosystem to empower investors of all levels to navigate global markets with confidence. Founded by a team of veterans from top-tier technology and financial institutions, our mission is to make high-quality financial services more accessible, transparent, and collaborative. Our platform integrates real-time market data, institutional-grade trading tools, and a community-driven insights engine, allowing users to trade across major global exchanges including the US, Hong Kong, and Singapore.

Key Responsibilities:

• Identify and assess compliance risks associated with the company's development initiatives and daily operations.
• Stay updated on new or revised regulatory rules and legal requirements relevant to various business units.
• Review and approve marketing materials and communications to ensure alignment with regulatory standards.
• Monitor and track remedial actions arising from compliance monitoring activities, ensuring timely resolution of issues.
• Deliver in-house compliance training to enhance staff awareness of regulatory requirements and best practices.
• Participate in new product development and undertake ad-hoc projects as required.

Requirements:

• Bachelor's degree in Finance, Accounting, Law, Risk Management, or related disciplines.
• Minimum 5 years of relevant experience in the finance and banking industry. Experience in professional services firm is a bonus.
• Strong knowledge of SFC rules and regulations pertaining to Type 1, 2, 4, and 9 regulated activities.
• Proficiency in MS Office applications (Excel, PowerPoint, Word) and Chinese word processing software.
• Highly independent, self-motivated, and adaptable.
• Excellent command of written and spoken English and Cantonese; proficiency in Putonghua required.