Compliance Manager

Roles & Responsibilities

• Lead and oversee the company's compliance function to ensure adherence to applicable laws, regulations, regulatory requirements, and internal policies.
• Monitor and assess regulatory developments, including updates from regulatory authorities, and evaluate their impact on business operations and strategic initiatives.
• Coordinate and maintain effective relationships with regulatory bodies, including the Office of Insurance Commission (OIC), Securities and Exchange Commission (SEC), and other relevant authorities.
• Develop, review, and enhance compliance policies, procedures, and controls to ensure alignment with regulatory requirements and corporate governance standards.
• Provide compliance advisory services and regulatory guidance to business units and management on legal, regulatory, and compliance-related matters.
• Conduct compliance monitoring, reviews, and assessments to identify potential compliance risks and recommend corrective actions.
• Support regulatory filings, reporting requirements, and responses to regulatory inquiries and examinations.
• Promote a strong compliance culture through communication, training, and awareness programs across the organization.
• Collaborate with internal stakeholders to ensure compliance requirements are integrated into business processes and strategic initiatives.

Qualifications

• Bachelor's or Master's degree in Law, Business Administration, Finance, Risk Management, or a related field.
• Minimum 5 years of experience in Compliance, Legal, Risk Management, or related functions.
• Experience in Life Insurance, Non-Life Insurance, Insurance Brokerage, Financial Services, or other regulated industries is preferred.
• Strong knowledge of regulatory requirements, compliance frameworks, and corporate governance practices.
• Excellent analytical, problem-solving, and risk assessment skills.
• Strong interpersonal and stakeholder management skills, with the ability to communicate effectively with senior management and regulators.
• Well-organized, detail-oriented, and able to manage multiple priorities independently.
• Proficient in Microsoft Office applications.
• Excellent written and verbal communication skills in English and Thai.