Compliance Manager - Forex

A global leader in online trading is looking for a Compliance Manager to join their team in Dubai, UAE, to lead the organization s regulatory compliance framework and ensure full alignment with UAE regulatory obligations, including those set by the Securities and Commodities Authority (SCA).

Responsibilities

Assist in the design, implementation, and ongoing maintenance of the company s compliance framework in accordance with SCA regulations

Track regulatory updates and evaluate their implications on business activities and internal policies

Serve as a key contact for regulatory inquiries and internal compliance-related matters

Support the preparation of regulatory reports, audits, and internal compliance assessments

Review and authorize client onboarding documentation and account-related activities

Contribute to compliance training initiatives and awareness programs across the organization

Investigate suspected compliance breaches and support corrective action plans

Ensure proper maintenance and accuracy of compliance records and documentation

Act as the main liaison with the Securities and Commodities Authority (SCA), handling inspections, inquiries, and regulatory submissions (e.g., SCA CORE)

Develop, review, and update internal compliance policies and procedures to ensure alignment with UAE regulations

Manage Anti-Money Laundering (AML) controls, including reviewing account opening documentation, conducting KYC due diligence, and submitting Suspicious Transaction Reports (STRs) via goAML

Perform continuous monitoring of trading activities and company operations (including CFD margin requirements) to ensure regulatory compliance

Provide leadership and full ownership of the AML/Compliance function, including MLRO responsibilities, driving transformation initiatives, implementing regulatory updates, and strengthening governance and effectiveness

Desired Candidate Profile

Bachelor s degree in Law, Finance, Business, or a related discipline

At least 5 years of experience in a compliance role within fintech, brokerage, trading, or financial services sectors

CISI accreditation, supporting eligibility for the position

Strong knowledge of SCA regulations, AML legislation, MLRO/DMLRO functions, and financial market instruments

Solid understanding of AML, KYC, CDD, and financial crime compliance frameworks

Experience with trading platforms or financial products is considered an advantage

Previous experience holding compliance-related roles

CISI qualification required to fulfill the role