Compliance Officer/Senior Officer

About the role

We are looking for a Compliance Assistant who can assist our Compliance Head in handling compliance duties for the Company and other ad hoc projects. We have a friendly and flexible working environment with excellent learning opportunities.

Key responsibilities

• Assist on reviewing and monitoring policies and procedures and ensure compliance with internal policies and regulatory requirements.
• Assist business to implement regulatory and corporate changes in a timely manner.
• Disseminate guidelines from regulators and ensure the relevant parties compliant with the regulatory requirement.
• Support the implementation of AML/CTF, personal data privacy, corporate governance procedures and other compliance policies.
• Conduct AML/CTF system screening.
• Perform contract, agreement and KYC/CDD reviews.
• Identify gaps and recommend corrective actions in relation to the insurance business.
• Support ad-hoc compliance initiatives as assigned.
• Assist on preparation of staff training materials.

Job Requirements

• Bachelor degree holder or equivalent.
• At least 2 - 3 years of working experience in AML advisory or compliance.
• Understanding of compliance in Hong Kong insurance industry is an advantage.
• Sound knowledge with relevant laws and requirements from regulators, e.g. IO, AMLO, PDPO, IA's Guidelines, code of conduct, etc.
• Attention to detail and good communication skills.
• Team player with positive attitude.
• Proficient in both written and spoken English, Mandarine and Cantonese.