Compliance Operations Manager

Job Purpose

Drive compliance operations, governance, regulatory reporting, compliance MIS, policy management, issue tracking, and regulatory coordination to ensure adherence to applicable regulatory requirements.

Key Responsibilities

• Manage governance processes, trackers, and certifications of the compliance department.
• Prepare governance reporting (Board, ACB etc.) for the Compliance department basis inputs from the sub-units.
• Coordinate regulatory submissions, returns, and reporting.
• Track compliance observations, audit findings, and action plan closures.
• Prepare compliance MIS, dashboards, and management presentations.
• Administer changes to Compliance Policy management, Manuals, SOPs etc. with relevant stakeholder input.
• Support internal compliance teams in ongoing activities e.g. preparation dashboards, MI, trackers etc.
• Coordinate with business, risk, audit, legal, and operations teams on compliance matters.
• Assist, as required, in regulatory inspections, audits, compliance reviews etc.

Eligibility

• CA / MBA / LLB / Master's Degree.
• Experience in Compliance, Risk, Audit, Governance, or Regulatory Affairs within Banking, NBFC, Fintech, or Financial Services.

Key Skills

• Regulatory Compliance
• Governance & Controls
• Compliance MIS & Reporting
• Stakeholder Management
• Analytical & Problem-Solving Skills
• Communication & Presentation Skills