Compliance Testing Analyst

What You'll Be Doing

• Evaluate internal controls, policies, and procedures to ensure adherence to regulatory requirements and internal standards
• Execute the annual compliance testing plan; document findings, identify control gaps, and recommend improvements
• Coordinate with various divisions and teams regarding findings or exceptions, ensuring timely response and appropriate corrective actions
• Prepare detailed work papers, document testing workflows, and draft comprehensive reports on findings and deficiencies for management
• Identify applicable financial institution and AML laws, rules, regulations, policies, and ethical standards, and assess corresponding compliance risks

What You'll Need

• Maintain a strong understanding of Anti-Money Laundering (AML), Data Privacy regulations, and relevant issuances from local and international regulatory bodies
• Bachelor’s Degree in a relevant field (e.g., Finance, Accounting, Business Administration, or related discipline)
• Strong analytical skills and attention to detail
• Excellent documentation, reporting, and communication skills
• 2+ years extensive experience in AML or compliance roles within the financial services industry