Compliance Testing Associate

About the role

The Compliance Testing Associate will perform AML and Regulatory compliance assurance based on the approved Compliance Testing Plan and ad-hoc testing as the need arise. Responsible for conducting periodic testing and reviews of the institution's Compliance program to assess its effectiveness and identify areas for improvement.

Key responsibilities

• Develop, enhance and/or execute AML and Regulatory testing plans
• Assess related regulatory and control requirements
• Document testing results and findings
• Communicate testing results to relevant stakeholders and senior management
• Assist in the implementation of remedial actions to strengthen the organization's compliance programs
• Monitor implementation of action plans resulting from the compliance testing activity to ensure remediation
• Perform other related tasks as assigned by the immediate superior

About you

• Bachelor's Degree / 4-Year Course Graduate
• At least 3-6 years of experience
• Certification in Audit, Compliance, or Risk Management is an advantage (e.g., CPA, CIA, CAMS)
• Understanding of Compliance Testing Methodologies
• Ability to provide sound judgment during review and/or investigation
• Adequate knowledge of the financial services processes and relevant regulatory requirements (e.g., BSP Issuances)
• Proficient in communicating with other stakeholders
• Able to work with minimal supervision