Dealer / Associate

Job Description職位描述：

DL Securities (HK) Limited, a Hong Kong SFC-licensed companies, is now seeking an experienced Responsible Officer to join our team. This is a full-time position, primarily responsible for overseeing the company's Type 1 and Type 4 regulated activities, ensuring compliance with relevant regulatory requirements, managing risks, and maintaining a high level of integrity and professional standards.

Main Responsibilities 主要職責：

• Handle client order executions in all investment products, experienced with on-board block trading is an advantage
• Review trade documentation and ensure that dealing orders are completed accurately;
• Maintain complete, accurate and timely records of all customer interactions and service requests in designated internal systems
• Handle clients' enquires on account opening, trading platform and market information with good customer service skills;
• Perform KYC to comply with SFC for account opening procedures;
• Perform other ad hoc duties as assigned.

Job Requirements 任職要求：

• Bachelor's degree or above in finance, economics, or business-related fields;

-Must be a current SFC Licensed Representative Type 1 holder. PASS the Post-training Examination for the Core Curriculum of the Certification Programme for Virtual Asset Professionals is an advantage.

• Familiar with the SFC regulations for virtual asset trading platforms.

• 1-3 years of solid experience in SFC licensed firms in financial markets.

• Familiarity with trading processes and securities market operations.

• Strong communication and problem-solving skills.

• Fluent in Cantonese, Mandarin and English-Customer service-oriented, a good team player with good communication skills, and a strong sense of responsibilities.

註：請附上中文及英文簡歷作工作申請。