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Depository Operations Compliance

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Onsite

Depository Operations Compliance

Dindayal Biyani Securities Pvt Ltd

Depository Operations Compliance

Skills

Internal AuditComplianceRegulatory Compliance

2 months ago

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Important information


Contract type:

Permanent

Location:

Maharashtra, India

Work mode:

Onsite

Published on:

31 August 2026

What they need


Upload daily holding and segregation files to the NSE and BSE, ensuring regulatory compliance.

  • Addressed operational and compliance queries from the NSE and BSE promptly and accurately.

  • Executed half-yearly internal audit compliance for NSE, BSE, and CDSL net worth submissions for regulatory bodies.

  • Delivered compliance reports to NSE, BSE, and CDSL on a monthly, quarterly, half-yearly, and annual basis.

  • Oversaw N-MASS for client allocation, upstream and downstream fund management, and CIM login administration for client's fund.

  • Monitored and updated daily circulars and announcements from NSE, BSE, CDSL, and SEBI for internal distribution.

  • Employed CDSL Back Office Portal (CDAS)for daily depository operations & Quarterly Surveillance report .

  • Facilitated monthly and quarterly client settlements.

  • Formulate policy for stock brokers and depository participants at NSE, BSE, CDSL, and SEBI.

Pay: ₹50,000.00 - ₹60,000.00 per month

Work Location: In person

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