Deputy COO

About the Company

Our client is a Hong Kong-based asset management firm with approximately USD 4 billion in Assets Under Management (AUM) . The firm is seeking an experienced Deputy COO to support its senior management team across operations, risk management, finance, governance and regulatory compliance.

Key Responsibilities

• Oversee risk management frameworks, including market risk, portfolio exposures and VaR monitoring.

• Supervise fund operations, back-office functions, finance, FRR and regulatory reporting.

• Strengthen corporate governance, internal controls and operational risk management frameworks.

• Review portfolio risks and risk management practices in collaboration with the investment team.

• Manage relationships with fund administrators, auditors, professional advisers and external service providers.

• Support regulatory matters and liaise with the Hong Kong Securities and Futures Commission (SFC).

• Lead and develop the Operations team, ensuring effective delivery across key functions.

• Act as a senior deputy to the COO, providing leadership, operational oversight and business continuity during their absence.

Requirements

• 12–15 years of experience in asset management, hedge funds, fund management or a similar investment environment.

• Existing SFC Type 4 and Type 9 Responsible Officer experience is highly preferred.

• Strong knowledge of risk management, VaR, fund operations, finance and Financial Resources Rules (FRR).

• Solid understanding of Hong Kong's regulatory framework, particularly SFC requirements.

• Proven experience in governance, internal controls and operational risk management.

• Strong stakeholder management and communication skills, with the ability to work closely with investment professionals and senior management.

• Previous experience managing or leading an operations function is preferred.