Executive - KYC

Key Responsibilities

• Process new client KYC and account opening requests accurately and within defined timelines.
• Verify client documents including PAN, Aadhaar/address proof, bank details, income proof and other mandatory documents.
• Perform data entry, verification and updation of client information in relevant KYC/back-office systems.
• Check KYC applications for completeness, accuracy and compliance before processing.
• Coordinate for resolution of KYC discrepancies, incomplete documentation and rejected applications.
• Support KRA/CKYC-related processing, modifications and client detail updates.
• Process client requests for changes in address, bank details, contact details, nominee and other KYC information.
• Maintain proper records and documentation for audit and regulatory requirements.
• Ensure adherence to SEBI, Exchange, Depository, PMLA/KYC norms and internal SOPs applicable to the role.
• Coordinate with internal teams for smooth and timely client account activation.
• Maintain confidentiality and security of sensitive client information.
• Support the team during internal, statutory and regulatory audits/inspections.

Key Skills Required

• Basic understanding of KYC and account-opening processes in the stock broking/securities industry.
• Good attention to detail and documentation accuracy.
• Working knowledge of MS Excel and MS Office.
• Good communication and coordination skills.
• Ability to manage routine transactions within defined TATs and SOPs.
• High level of integrity and confidentiality while handling client data.

Qualification & Experience

• Graduate in Commerce, Finance, Business Administration or related discipline.
• 02 years of experience in KYC, Demat, Account Opening or Broking Operations.
• Freshers with relevant knowledge and strong learning ability may also be considered.
• Prior experience in a Stock Broking / Securities / Depository Participant environment will be preferred.