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Executive, Market Surveillance

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Onsite

Executive, Market Surveillance

Hong Leong Investment Bank

Executive, Market Surveillance

Skills

Risk Management

1 month ago

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Important information


Contract type:

Permanent

Location:

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia

Work mode:

Onsite

Published on:

18 September 2026

What they need


Job Responsibilities

  • To undertake trade and communication surveillance, across all traded asset classes.
  • To escalate any issues arising from trade and communication surveillance to supervisor.
  • To prepare reports for internal suspicious activities for surveillance purposes.
  • To prepare internal and external reports and related material gathering.
  • To do processing and reporting for relevant tasks such as Equities and Treasury daily and monthly reports.
  • To assist in monitoring regulatory developments and identify new regulations that will impact the Bank.

Job Requirements

  • Bachelor Degree in Finance, Economics, Banking or any equivalent.

  • Minimum 1 to 2 years of experience in money broking.

  • Candidate who possesses Risk Management Certification or PPKM Module 1 & 2, will be an added advantage.

  • Proficiency in MS Office (Word, Excel and PowerPoint).

  • Strong analytical and communication skills.

  • Fresh graduates are welcome to apply.

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