FCC Testing

Job Title : FCC TestingExperience :8 to 10 Years

Location : MumbaiRoles & Responsibilities

• Develop and execute risk-based Compliance Testing & Assurance Plans.
• Conduct compliance testing to assess the design and operational effectiveness of controls.
• Review processes, policies and procedures for compliance with regulatory requirements.
• Identify control gaps, risks and weaknesses and recommend remediation actions.
• Prepare testing reports, findings, issue ratings and supporting documentation.
• Present compliance findings to relevant stakeholders and senior management.
• Track open issues and follow up on remediation and closure.
• Maintain testing records, workpapers and management information.
• Support compliance-related projects and ad-hoc initiatives.

Requisites

• Bachelor//'s degree in Business, Accountancy, Law, Risk Management or a related field.
• Experience in Financial Services / Financial Crime Compliance (FCC).
• Strong knowledge of AML, Sanctions and Anti-Bribery & Corruption (ABC) regulations and principles.
• Experience in Compliance Testing/Assurance and control effectiveness testing.
• Good understanding of Global Markets, Investment Banking and Wealth Management and associated financial crime risks.
• Strong analytical, investigative and risk assessment skills.
• Ability to identify control gaps and assess complex processes.
• Excellent communication and presentation skills.
• Strong attention to detail, ownership and commitment to quality.
• CAMS certification is desirable.