Finance Manager (FRR focused) - Securities Firm

Key Responsibilities:

• Responsible for end-to-end Financial Regulatory Reporting (FRR) for SFC Types 1, 2, 4, 5, and 9 Businesses.

• Prepare, review, and ensure timely submission of monthly, quarterly, and annual SFC FRR returns in full compliance with the SFC rules.

• Liaise with regulatory bodies and external auditors to facilitate audits and inspections.

• Implement and refine policies, processes, and controls to streamline regulatory reporting practices.

• Collaborate with various internal departments to gather data necessary for accurate reporting.

• Monitor regulatory changes and industry best practices, ensuring the team stays informed and compliant.

Qualifications:

• Bachelor’s degree in Finance, Accounting, or a related discipline; CPA qualification is preferred.
• Minimum 5-6 years of experience in financial regulatory reporting
• In-depth knowledge of SFC regulatory requirements and financial reporting standards (HKFRS, IFRS).
• Previous experience in a securities or financial services environment is highly desirable.
• Strong analytical, problem-solving, and communication skills.
• Ability to manage multiple priorities and work effectively under pressure.