Financial Advisor/Servicing Advisor

Strategic Planning Group is seeking an experienced Financial Advisor to join our growing Registered Investment Adviser (RIA). This role is ideal for an advisor who enjoys working directly with clients, building long-term relationships, and helping individuals and families navigate investment and financial planning decisions.

The primary focus of this position is servicing and advising existing client relationships, with the opportunity to bring on and develop your own client relationships over time.

Responsibilities

• Serve as a primary point of contact for assigned client relationships
• Conduct client review meetings and ongoing financial planning conversations
• Provide investment and financial planning guidance based on client goals and circumstances
• Help clients understand portfolio strategy, market conditions, retirement planning, and other financial decisions
• Identify planning opportunities and coordinate recommendations with other members of the advisory team
• Maintain accurate client records and documentation
• Collaborate with the firm's operations and investment teams while adhering to the compliance requirements and regulatory standards applicable to a Registered Investment Adviser
• Develop and deepen long-term relationships with clients
• Opportunity to bring on and develop your own clients

Qualifications

We are looking for someone who has experience working directly with financial planning or investment advisory clients.

Preferred qualifications include:

• 2+ years of experience working directly with clients as a Financial Advisor, Investment Advisor Representative, or in a similar client-facing wealth management role
• Experience conducting client meetings and managing ongoing client relationships
• Series 65 license strongly preferred
• Current Series 7 and/or Series 66 license will also be considered
• Strong understanding of investments, retirement planning, and financial planning concepts
• Excellent communication and relationship-management skills
• Ability to explain complex financial topics in a clear and approachable way
• Strong organizational skills and attention to detail
• High degree of professionalism and commitment to acting in clients' best interests

Compensation & Benefits

We offer a competitive compensation package designed to reward both excellent client service and long-term growth.

Benefits include:

• Competitive base compensation
• Attractive advisor revenue-sharing opportunity
• Health insurance
• 401(k) plan
• Paid time off
• Professional growth and advancement opportunities
• Opportunity to build your own client base within an established RIA

Who We're Looking For

The right candidate is someone who genuinely enjoys being an advisor. You should be comfortable sitting across the table from clients, understanding what matters to them, answering their questions, and developing relationships built on trust.

We're particularly interested in advisors who have already spent at least two years working directly with clients and are looking for an opportunity where they can focus on advising and relationship management while also having the opportunity to bring on clients of their own.

Job Type: Full-time

Experience: 2+ years of client-facing financial advisory or wealth management experience preferred

Licensing: Series 65 preferred; individuals who currently hold a Series 7 and/or Series 66 license will also be considered

Pay: $80,000.00 - $125,000.00 per year

Benefits:

• Dental insurance
• Financial planning services
• Health savings account
• Professional development assistance
• Retirement plan
• Vision insurance

Work Location: In person