Financial Planning & Client Serv. Coord.

JOB REQUIREMENTS: Financial Planning & Client Service Coordinator

Description: Join Lake Ridge Bank and take the first step toward a

rewarding career in financial services! The Financial Planning & Client

Service Coordinator plays an important role in supporting our Financial

Advisors by delivering exceptional client service, assisting with

financial planning and investment-related processes, and helping

strengthen client relationships. This role is an excellent opportunity

For a Motivated, Detail-oriented Professional Who Enjoys Helping Others and is eager to grow. You'll start in a key support position while

gaining valuable experience and exposure to the financial advisory

fieldwith the potential to advance toward becoming a licensed Financial

Advisor. If you're looking for a position where you can build a

long-term career, learn from experienced professionals, and make a

meaningful impact for clients, apply today with Lake Ridge Bank! Client

Service & Relationship Management Serve as a primary point of contact

for clients, providing timely, professional, and courteous service.

Prepare materials for client meetings, including financial plans,

performance reports, and review packets. Maintain accurate and compliant

client files, ensuring data and documentation are up to date. Monitor

accounts for changes, unusual activity, and service needs, following up

as necessary. Advisory & Planning Support Assist Financial Advisors in

developing and implementing client financial plans and recommendations.

Support proposal preparation, investment research, and report

generation. Participate in client meetings, take notes, and follow

through on action items. Actively engage with the Financial Advisory and

Wealth Management Financial Planning Group. Work toward obtaining CFP

designation, SIE, Series 7, 66, and Life & Health licenses within one

year to advance into an advisory role. Business Development & Operations

Support marketing and outreach initiatives, including campaigns, client

events, and follow-ups. Assist in onboarding new clients, ensuring all

documentation is complete and compliant. Collaborate with internal

partners to identify opportunities for cross-selling and relationship

expansion. Participate in community and networking events to enhance the

visibility of the Financial Advisory team. Compliance & Professional

Standards Ensure adherence to all Bank, LPL, and FINRA regulations and

internal policies. Maintain strict confidentiality of all client

information. Complete all required compliance and continuing education

training on an annual basis. Adhere to all Bank Security/Compliance

Regulations Complete all annual bank security and compliance training

Adhere to Bank Security/compliance and policy guidelines for commercial

loan area. Maintain confidentiality of customer information at all

times. Stay current on all compliance regulations required through

Training And Education Other Responsibilities Participate In Bank And department meetings. Represent the bank in professional and community

activities. Actively participate in training programs to stay updated on

industry trends and technologies. Partner effectively across all levels

of the organization and develop positive working relationships.

Continually Develop Knowledge, Skills, And Abilities Through Internal and external training programs. Participate in bank and department

meetings. Perform all other duties as assigned or requested.

Requirements: Minimum Qualifications: Bachelor's degree in Finance,

Business, Accounting, Economics' or related field. Strong

communication, analytical, and organizational skills. Proficiency in

Microsoft Office and aptitude for learning financial software systems.

Exceptional attention to detail, professionalism, and initiative.

Commitment To Pursuing Industry Licenses Within One Year. Preferred Qualifications: Minimum of 2 years of experience in financial services,

banking, r a client-facing role. Bachelor's degree in Finance or

Personal Finance. Experience in financial planning or advisory services.

SIE, Series 7, 66, and Life & Health licenses (or willingness to obtain

within one year). Familiarity with LPL platforms and financial planning

tools. Lake Ridge Bank values a diverse workforce and is an Affirmative

Action/Equal Opportunity Employer. Consistent with Lake Ridge Bank's

commitment to employ and advance qualified individuals with

disabilities, Lake Ridge Bank provides reasonable accommodation to apply

for or perform a job. Some examples of reasonable accommodation include

alternate methods to apply, providing documents in an alternate format,

altering work procedures, specialized equipment or use of an

interpreter. If an individual needs reasonable accommodations to apply

or perform a job here at Lake Ridge Bank, please contact Human Resources

at (608) 849-2700 or email us. PI286782323 \\\\\* APPLICATION

INSTRUCTIONS: Apply Online:

https://www.click2apply.net/OewXNbtDqJlGnF7pJSzBqx