FINRA/SEC Partner - NYC

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Job details:

Confidential search for a FINRA/SEC Partner to join a well-established, entrepreneurial law firm in New York City. This Jobot Job is hosted by: Katie Griffith

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Salary: $500,000 - $1,000,000 per year

A bit about us: We are conducting a confidential search a FINRA/SEC Partner to join a well-established, entrepreneurial firm in New York City.

Why join us?

• Entrepreneurial Environment
• Meaningful Platform Support
• Uncapped Commissions
• Continue Growing Book without Sacrificing Autonomy

Job Details The firm is seeking a partner with:

• $750K+ in portable business
• A substantial practice focused on FINRA, SEC, securities regulation, and/or financial services
• Strong relationships with broker-dealers, investment advisers, financial institutions, public/private companies, executives, or other securities-industry clients
• A proven track record of business development and client retention
• An interest in a platform that offers sophisticated resources while maintaining an entrepreneurial, partner-friendly environment

Interested in hearing more? Easy Apply now by clicking the "Easy Apply" button.

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