Head of Compliance

Job Scope

Reporting to the Board, the successful candidate will be responsible for:

· Managing a team of compliance officers in ensuring that the Company complies with the rules and regulations of the SET and SEC

· Liaising with the authorities on regulatory matters

· Updating and advising senior management and heads of departments on changes in rules and regulations

· Assisting management in implementing effective internal controls and procedures

· Carrying out regular audits and reviews to ensure that policies and procedures laid down by the Board/Head Office are complied with

Our requirements

· Thorough knowledge of the rules and regulations of the SET and SEC

· 3 to 5 years of relevant experience in similar capacity in the stockbroking or related industry.

· Effective Thai/English oral and written communication skills

· Highly motivated team player with good inter-personal skills who is keen to have an active management role

We offer

· A rewarding and challenging career

· Competitive remuneration commensurate with experience