Head of Internal Audit Department

JOB RESPONSIBILITIES:

1. Assisting the group audit team to build audit framework and manage regular routine works according to HKFRS, SFC regulations and internal SOPs.

2. Conducting full audit cycle including risk management and control management over operations’ effectiveness, financial reliability and compliance with all applicable rules and regulations

3. Acting as an objective source of independent advice to board of directors and management on reviewing, identifying, analyzing, evaluating and consulting internal control and external regulatory issues

4. Reviewing the suitability of internal control designs of standard operating procedures of varies businesses

5. Providing ad hoc advice and guidance to business units

6. Conducting investigations of suspected internal control issues

7. Liaising with group’s auditors, external auditors and regulators to meet statutory requirements

JOB REQUIREMENTS:

1. Degree holder or above, preferably in law, finance, management, computer information systems or related disciplines.

2. 5y+ experience in financial services and products, and external regulatory requirements including SFC, HKEX and HKMA is preferable. A professional certification in the related field such as CIA, CPA, CISA, CFE will be an asset.

3. Good interpersonal, communication, analytical and writing skills

4. Self-motivated and able to work both independently and as a team member

5. Good command of both written and spoken English and Chinese; Chinese typing skills and proficiency in Mandarin are required