Head of Operational Risk

Our client, a well-established investment management organization, is seeking a Director, Risk & Audit to join their growing team. Reporting to senior leadership, this individual will be responsible for overseeing operational risk, internal audit, and compliance initiatives across the organization while driving a strong controls environment and risk culture.

Key Responsibilities

• Lead the development and enhancement of operational risk, internal audit, and compliance frameworks across the organization.
• Assess internal controls, identify risk exposures, and recommend practical improvements.
• Oversee governance processes related to business operations, approvals, and control activities.
• Partner with business leaders across investment, operations, finance, and compliance functions to strengthen risk awareness and accountability.
• Deliver reporting and presentations to executive leadership on key risks, audit findings, and compliance matters.
• Monitor regulatory developments and industry trends to ensure ongoing compliance and best practices.

Must Haves

• Fluent in both English and Mandarin
• 12+ years of experience in operational risk, internal audit, compliance, or risk management within a financial institution, asset management firm, investment firm, bank, or consulting environment.
• Demonstrated experience building and enhancing enterprise-wide control and governance frameworks.
• Strong understanding of operational risk management, internal controls, and regulatory compliance.
• Experience presenting to executive leadership and influencing stakeholders across functions.
• Exceptional communication and leadership skills.
• Ability to lead initiatives independently in a fast-paced environment.

Preferred Qualifications

• CPA, CFA, CIA, FRM, or similar designation.
• Exposure to trading operations, investment operations, settlements, treasury, or fund administration.