Intern, Wealth Management Risk & Control(A65725)

Responsibilities：

• Post-trade Control: Assist in performing post-trade monitoring to help ensure adherence to internal policies and regulatory standards.

• Trade Surveillance: Support the trade surveillance of HK/US stocks and cryptocurrencies, including day-to-day monitoring, data collection, and preparing case documentation for review by the team.

• Governance: Help prepare materials, agendas, and minutes for meetings on compliance, risk, and operational topics.

• Audit & Compliance Reviews: Assist in tracking follow-up action items from compliance and audit reviews to support their timely completion.

• Regulatory Research: Conduct research and support gap analysis on new regulatory requirements relevant to the wealth management business.

• Ad-hoc Support: Provide general administrative and analytical support to the Risk & Control team as required.

Requirements：

• Currently pursuing a Bachelor's or Master's degree in Finance, Business Administration, Economics, Risk Management, or a related field.

• Strong interest in risk management, compliance, or the financial services / fintech industry.

• Good analytical, organisational, and problem-solving skills, with strong attention to detail.

• Proficient in Microsoft Excel, Word, and PowerPoint.

• Good written and verbal communication skills.

• Proficiency in English and Chinese (Cantonese and/or Mandarin) is preferred.

• A proactive, eager-to-learn attitude and the ability to work well in a fast-paced team environment.

Mandatory Reference Checking Scheme

Mandatory Reference Checking Scheme (MRC Scheme) may be applicable for certain relevant positions. It is a standardised reference-checking arrangement that is designed to support the integrity of "authorized institutions" regulated by the Hong Kong Monetary Authority (HKMA). Pursuant to the MRC scheme, our Bank will conduct a mandatory reference check by requesting information from each relevant former and current employer of applicants. For more details about the MRC Scheme, please visit the website of the Hong Kong Association of Banks: https://www.hkab.org.hk/en/page/5/mandatory-reference-checking-scheme-phase-2

Applicants who are not invited for an interview within the 8 weeks after submission of application may assume their applications are unsuccessful. We may review applications received for suitability for other posts within the Company. All personal data provided will be treated in strict confidence and used strictly for recruitment related purposes only. We shall retain the personal data of unsuccessful applicants for a period of 24 months upon receipt of such application.