Internal Auditor

Industry: NBFC / Financial Services
Qualification: Chartered Accountant (CA) Mandatory
Experience: 2–5 years
Location: Jaipur

Role Overview

We are looking for a Chartered Accountant to establish and manage the Internal Audit function of the Company. The role will be responsible for developing a risk-based audit framework, conducting internal audits across key business functions, identifying control gaps and ensuring timely implementation of corrective actions.

Key Responsibilities

• Establish the Internal Audit framework, policies, audit universe and annual audit plan.
• Conduct risk-based audits across lending, credit, disbursement, collections, finance, operations and other key functions.
• Review loan files, underwriting processes, documentation, approvals and adherence to internal policies.
• Evaluate internal controls, maker-checker mechanisms, approval matrices and process compliance.
• Review compliance with applicable RBI regulations and internal policies, including KYC/AML and other NBFC requirements.
• Identify control weaknesses, operational risks, process gaps and potential fraud risks.
• Prepare Internal Audit reports with clear observations, risk assessment and recommended corrective actions.
• Track audit observations and ensure timely closure by respective process owners.
• Present key audit findings and periodic updates to senior management / Audit Committee.
• Coordinate with Statutory Auditors, Compliance, Risk and Finance teams wherever required.

Candidate Profile

• Chartered Accountant (CA) – Mandatory.
• 0–3 years of relevant experience in Internal Audit / Risk / Controls.
• Prior experience with an NBFC, Bank or lending-focused financial institution preferred.
• Good understanding of lending operations, credit processes, collections and financial controls.
• Working knowledge of RBI regulations applicable to NBFCs.
• Strong analytical, audit documentation and report-writing skills.
• Ability to independently establish and manage the Internal Audit function.
• Hands-on approach with the ability to work in a growing organisation.

Key Skills

Internal Audit | Risk & Controls | NBFC Regulations | Lending & Credit | Financial Controls | KYC/AML | Audit Reporting | Process Review | Regulatory Compliance