Job opening Control Testing- BFSI

control testing roles in investment banking and asset management ensure trade lifecycle, risk management, and surveillance operations function effectively. These roles evaluate Design Effectiveness (DET) and Operating Effectiveness (OET) to mitigate risks like unauthorized trading, limit breaches, and P&L inaccuracies before regulatory or audit intervention.

Key Responsibilities

Stakeholder Management & Governance

• Act as a key liaison with a broad spectrum of stakeholders, including:

• Second Line of Defence (2LoD)

• Group Operations Executives and Regional Forums

• Business Risk & Control Management (BRCM)

• Risk Management Meetings (RMM)

• Procurement stakeholders

• Third Party Relationship Owners (TPROs)

• Third Party Engagement Managers (TPEMs)

• Risk Domains and Risk Stewards

• Internal Audit, External Auditors, and Regulatory Authorities

• Support governance forums and provide risk insights to senior management.

• Influence stakeholders to drive control enhancements and remediation activities.

Third Party Risk Management & Regulatory Compliance

• Assess and monitor third-party risk management frameworks and controls.
• Ensure adherence to internal policies, regulatory requirements, and industry best practices.
• Perform control evaluations across onboarding, monitoring, and ongoing oversight processes.
• Support regulatory reviews, audits, and risk assessments related to third-party engagements.
• Drive remediation plans and ensure timely closure of identified control gaps.