Junior AML Analyst

An opportunity has arisen to join the Firm as a Junior AML Analyst, reporting to the AML & Compliance Manager. This role supports the Firm’s Anti-Money Laundering and Countering the Financing of Terrorism (“AML/CFT”) framework by carrying out customer due diligence, ongoing monitoring, screening and other AML/CFT-related activities in accordance with applicable laws, regulations and the Firm’s internal policies and procedures.

This is an excellent opportunity for a recent graduate, or Junior AML professional with limited experience, to further their skills and career development within a growing organisation.

The Role

Customer Due Diligence & Onboarding

• Perform customer identification and verification procedures in accordance with the Firm’s policies and procedures.
• Collect, review and maintain customer due diligence (“CDD”) documentation and information.
• Conduct sanctions, politically exposed person (“PEP”) and adverse media screening.
• Assist in the review and assessment of source of funds and source of wealth information and supporting documentation, where required, escalating any inconsistencies or concerns as appropriate.
• Assist with the preparation and completion of customer risk assessments.
• Verify that required documentation and information has been obtained and appropriately recorded.
• Identify missing, inconsistent or potentially concerning information and escalate appropriately.
• Assist with periodic and trigger-event reviews of existing customer relationships.
• Follow up on outstanding CDD requirements and remediation items.

Ongoing Monitoring

• Assist with ongoing monitoring of customer relationships and activity.
• Review alerts and information requiring further investigation in accordance with established procedures.

AML/CFT Screening

• Conduct initial and ongoing sanctions, PEP and adverse media screening.
• Review potential screening matches and gather information necessary to support their assessment.
• Escalate potential true matches or matters requiring further consideration.
• Maintain appropriate evidence and records of screening activity.

Record Keeping & Administration

• Maintain complete, accurate and appropriately organised AML/CFT records and case files.
• Update relevant AML/CFT systems, trackers and databases.
• Assist with the preparation of internal AML/CFT reports and management information.
• Support remediation exercises and other AML/CFT projects as required.
• Ensure assigned activities are completed within required timeframes.

Regulatory & Policy Compliance

• Perform duties in accordance with applicable AML/CFT requirements and the Firm’s policies and procedures.
• Maintain awareness of relevant internal procedures and regulatory requirements.
• Complete required AML/CFT and compliance training.
• Actively develop technical knowledge of AML/CFT and financial crime risks.

Requirements & Skills

The preferred candidate for this role should possess:

• Relevant academic qualification or equivalent professional experience.
• Previous experience within AML/CFT, compliance, financial services or a related area would be advantageous but is not essential.
• Basic understanding of AML/CFT principles and customer due diligence requirements.
• Highly meticulous with an eye for detail
• Ability to follow policies and procedures consistently.
• Good organisational and time-management skills.
• High standards of integrity, confidentiality and professionalism.
• Excellent communication skills with good command of both written and spoken English
• Ability to work effectively both independently and as part of a team.
• Keen interest in developing a career within AML/CFT, compliance and financial crime prevention.

Benefits

As a fast-growing and highly respected firm, WH Partners offers a dynamic and friendly environment, fostering growth and career opportunities for all employees. Main company benefits include:

• Health insurance
• Pension Plan
• Hybrid working
• Continuous training
• Attractive remuneration package