Junior Compliance executive

Position: Junior Compliance Executive – AML & Risk

 Location: Dubai, UAE

 Experience: 1–5 Years

 Industry: Crypto Exchange / Digital Asset Trading

Role Overview

We are seeking a detail-oriented and proactive Compliance Executive to support Anti-Money Laundering (AML), Counter-Terrorist Financing (CFT), and fraud risk management functions. The ideal candidate will have 1–5 years of experience in compliance, financial services, or fintech, with a strong interest in regulatory frameworks within the digital asset ecosystem.

Candidates who have completed or are actively pursuing the CAMS (Certified Anti-Money Laundering Specialist) certification will be strongly preferred. This role offers an opportunity to work in a fast-paced, evolving regulatory environment while contributing to financial crime prevention and compliance excellence.

Key Responsibilities

Compliance & AML Operations

Perform end-to-end KYC (Know Your Customer) and CDD (Customer Due Diligence) reviews.

Conduct enhanced due diligence (EDD) for high-risk customers.

Ensure compliance with AML/CFT regulations and internal policies.

Maintain accurate and up-to-date compliance records and documentation.

Assist in preparing Suspicious Activity Reports (SARs) and regulatory filings.

Transaction Monitoring & Risk Management

Monitor customer transactions using internal systems to detect suspicious activity.

Investigate alerts and escalate potential risks to senior compliance officers.

Conduct periodic risk reviews and customer risk profiling.

Support implementation and improvement of transaction monitoring systems.

Fraud Prevention & Investigations

Identify trends and patterns indicating potential fraud or financial crime.

Conduct detailed investigations into flagged accounts and transactions.

Document findings and support case management processes.

Regulatory Compliance & Governance

Ensure adherence to UAE regulatory requirements and global compliance standards.

Support internal audits and regulatory inspections.

Maintain proper documentation for audit trails and compliance reviews.

Assist in drafting and updating compliance policies and procedures.

Collaboration & Continuous Learning

Work closely with cross-functional teams including Risk, Operations, and Product.

Participate in compliance training and awareness programs.

Stay updated on evolving AML regulations, especially in crypto and fintech.

Promote a strong culture of compliance and ethical conduct.

Required Qualifications

Bachelor’s degree in Finance, Commerce, Business Administration, Law, or related field.

1–5 years of relevant experience in AML, compliance, risk, or financial services.

Prior experience in crypto, fintech, or banking is an advantage.

CAMS certification (completed or in progress) is highly preferred.

Key Skills & Competencies

Strong analytical and investigative skills.

Solid understanding of AML/CFT regulations and compliance frameworks.

High attention to detail and accuracy.

Proficiency in MS Excel and data analysis.

Good communication and report-writing skills.

Ability to work independently and handle sensitive information with integrity.

Adaptability in a fast-paced and evolving regulatory environment.