KIP for ETF

uSMART盈立證券是香港新一代互聯網券商，通過技術創新和人工智能科技為投資者提供簡單，專業和低成本的全球投資服務。 uSMART盈立證券是香港持牌券商（中央編號：BJA907），持有香港證監會授予的1、2、4、5、6 、9號牌照，是香港證監會認可的全牌照優質券商，致力遵循香港金融法規保障投資者資產安全。

uSMART盈立證券的核心管理及金融科技團隊成員來自世界知名科技企業巨頭和知名金融機構，包括騰訊、阿里巴巴、微軟、雅虎、優步、法国巴黎银行、瑞士银行等。 uSMART盈立證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART盈立智投)，進一步優化投資者買賣證券的體驗，為投資者爭取獲得更佳回報機會。

uSMART Securities is a new generation of Internet brokers in Hong Kong that provides investors with simple, professional and low-cost global investment services through technological innovation and artificial intelligence technology.

uSMART Securities (CE no. BJA907) is licensed under The Securities and Futures Ordinance (Chapter 571), and allowed to carry on Type 1, 2, 4, 5, 6 & 9 regulated activities. We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management and financial technology team members come from world-renowned technology giants and well-known financial institutions, including Tencent, Alibaba, Microsoft, Yahoo, Uber, BNP Paribas, Swiss Bank, etc. uSMART Securities combines its leading artificial intelligence and machine learning algorithms to develop a new generation of mobile securities trading APP (uSMART) for investors, further optimizing the users’ experience of securities trading and help seek for better returns.

Job Responsibilities

• Assist the company in enhancing or varying the scope of its existing Type 9 license to manage SFC-authorised public funds and ETFs
• Assist in preparing licensing submissions, business plans, policies, procedures and supporting materials, and respond to enquiries from the SFC
• Act or be nominated as Key Investment Personnel (KIP) for the company’s public fund and ETF business
• Manage the day-to-day investment activities of ETFs and public funds, including investment decisions, portfolio construction, trade execution and rebalancing
• Monitor fund performance, index tracking, tracking error, liquidity, investment restrictions and other key risks
• Oversee daily ETF operations, including creations and redemptions, PCF, corporate actions, valuation, position and cash reconciliation
• Work with Compliance, Risk, Operations, Product, Information Technology and external service providers to establish and enhance the public fund management platform

Job Requirements

• Bachelor’s degree or above in Finance, Economics, Accounting, Mathematics, Statistics or another relevant discipline
• At least five years of hands-on investment management experience directly managing publicly offered ETFs or comparable exchange-traded funds
• A demonstrable track record in ETF portfolio management, including portfolio construction, index replication, rebalancing and risk management
• Strong knowledge of daily ETF operations, including PCF, creations and redemptions, index rebalancing, tracking error, valuation and reconciliation
• Good knowledge of SFC requirements relating to Type 9 regulated activity, public funds and ETFs
• Current approval as Type 9 Responsible Officer, or relevant qualifications and experience to be approved as a Type 9 Responsible Officer and public fund KIP, is preferred
• Prior involvement in a Type 9 license enhance, public fund authorization application or ETF launch is preferred
• Strong investment judgement, risk awareness, communication and cross-functional collaboration skills
• Good written and spoken English and Chinese

We offer attractive remuneration package to the right candidates. Interested parties please send your current and expected salary by email.

Data collected will be used for recruitment purpose only.