KYC Associate

Key Responsibilities:

• Conduct KYC verification for new and existing clients as per SEBI, Exchange, and internal compliance requirements.
• Perform Account Opening Form verification to ensure completeness and accuracy of client details.
• Handle Account Opening procedures for trading and demat accounts.
• Verify and upload client details through CVL KRA and CKYC platforms.
• Review and validate client documents such as PAN, Aadhaar, address proof, and bank details.
• Ensure all client data is accurate, complete, and updated in the system.
• Conduct periodic KYC reviews and ensure timely updates.
• Escalate discrepancies, incomplete documentation, or suspicious accounts to the Compliance Manager.
• Coordinate with Sales, Operations, and Compliance teams for smooth client onboarding.
• Maintain proper documentation and audit-ready records.
• Stay updated with SEBI, NSE/BSE, and AML/KYC regulations.

Qualifications & Skills:

• Bachelors degree in Commerce, Finance, Business Administration, or a related field.
• 1-3 years of experience in KYC, client onboarding, or compliance (preferably in a broking or financial services firm).
• Knowledge of SEBI and Exchange KYC norms.
• Strong attention to detail and accuracy.
• Proficiency in MS Excel and documentation management.
• Good communication and coordination skills.

Key Attributes:

• Integrity and confidentiality in handling client data.
• Strong analytical and problem-solving ability.
• Ability to work independently and meet deadlines.