KYC - onboarding

Job Title: KYC Onboarding Executive

Company: Allvest Securites Pvt. Ltd.

Location: Kurla, Mumbai, Maharashtra

Job Summary:

We are seeking a KYC Onboarding Executive to manage the client onboarding process for

our stock broking and depository services. The role involves verifying client documentation,

ensuring compliance with regulatory requirements, and facilitating a seamless account

opening experience for clients.

Key Responsibilities:

• Handle end-to-end client onboarding for trading and demat accounts.

• Verify and process KYC documents as per SEBI, NSDL/CDSL, and exchange

regulations.

• Ensure compliance with AML (Anti-Money Laundering) and PMLA guidelines.

• Coordinate with clients to collect and validate missing documents or resolve

discrepancies.

• Update client records and ensure timely account activation in the back-office system.

• Generate and maintain MIS reports related to KYC and account opening status.

• Work closely with compliance and operations teams to ensure smooth onboarding.

• Assist in internal and external audits by providing required documentation.

Key Skills & Competencies:

• Strong knowledge of KYC norms, PMLA, and SEBI regulations.

• Experience with stock broking / depository onboarding processes.

• Attention to detail and ability to identify discrepancies in documents.

• Proficient in MS Excel and KYC/Back-office software.

• Good communication and coordination skills.

Qualifications & Experience:

• Graduate in Commerce / Finance / Economics or equivalent

• 5 – 7 years of experience in KYC and client onboarding in broking

• NISM-Series VI (Depository Operations Certification) preferred.

Work Conditions:

• Location: Kurla, Mumbai, Maharashtra

• Working Days: 5/6 days as per company policy

• Timings: As per market hours / operational requirements