KYC/ Onboarding – Private Banking

Our client is now seeking for energetic and highly motivated individuals to join their team.

Responsibilities

• Preparation of private client account onboarding
• Responsible for completing account onboarding of prospects including but not limited for UHNW individuals, trusts and financial intermediaries.
• Preparing and checking the forms and relevant KYC documentations submission and initial assessment of name screenings & hits, taking appropriate approvals and timely submission of the case.
• Identify and highlight any potential red flags appropriately
• Liaise with relationship managers and counterparts for issues and client related deficiencies identified during the onboarding process.
• Conduct AML periodic reviews of existing relationship
• Assist Relationship Managers to submit and complete credit reviews, include creation of credit reviews in system, perform checks for completeness and accuracy of credit reviews before submission, liaise with Credit Risk Manager to follow up on queries, assist Relationship Managers for relevant approval and timely submission of credit reviews.
• Liaise with relationship managers for issues and deficiencies identified during reviews

Requirements

• University Degree Holder
• Minimum 1 years of PB KYC related experience
• Strong understanding in financial products, policies and procedures in private banking. Hands-on remediation project and process improvement experience
• Private banking background is an advantage
• Good command of written and spoken in English and Cantonese, Mandarin